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Self-reported archetypes and behavioral failures in Large Language Models

arXiv cs.CL2026-09-16 04:00:00大模型,算力芯片,AI应用,融资,OpenAI,Google,Anthropic,Meta,阿里巴巴,DeepSeek,xAI,Agent智能体,扩散模型,模型安全对齐,论文原文 ↗

arXiv:2609.15998v1 Announce Type: new

Abstract: Every large language model (LLM) has behavioral traits and moral preferences that comprise its character. Whether by design or as an emergent property of training, these systems exhibit persistent dispositions that shape how they interact, comply, resist, and err, yet the structure of LLM character remains poorly understood. We map the self-reported personality archetypes of 22 LLMs spanning closed-source frontier systems (GPT-4.0-5.2, Grok-3/4, Gemini 2.5 Pro/Flash, Claude Sonnet 4.5/4.6) and open-source models (Llama, DeepSeek, OLMo, and Qwen series). Each model self-rated across 464 bipolar semantic-differential trait pairs, and the resulting profiles were projected into a six-dimensional archetypal space derived from crowd-sourced ratings of 2,000 fictional characters using the Archetypometrics framework. Closed-source models' self-rating traits align with the empirical trait co-occurrence structure of human-rated fictional characters, suggesting coherent, human-like self-representations organized around combinations of four recurring archetypal dimensions: Hero, Angel, Traditionalist, and Geek. Their closest analogues include Data, Vision, and Janet. Open-source models show weaker, noisier, and internally contradictory self-representations, occupying a diffuse region of archetype space with weak structure. Cross-referencing self-reported profiles with developer constitutions reveals a consequential gap between claimed character and enacted behavior: hallucination undermines claimed precision, sycophancy complicates claimed kindness, and agentic failures contradict claimed obedience. These self-ratings should therefore be interpreted not as neutral measurements of model character, but as structured outputs of the same optimization processes that shape model behavior. This work provides a reproducible, character-grounded framework for evaluating what LLMs are, not just what they do.